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Vacancy: Singapore based compliance professional.

My client is a boutique Indian Bank located in Raffles Place, Singapore whom is looking to hire a Singapore based compliance professional with experience in Trade finance products and Corporate banking business.

Job Purpose:

  • Assist reporting manager in oversight of all activities in Corporate Banking group and related regulatory compliance issues including on-boarding and Ongoing- KYC/CDD, periodic compliance review of identified business activities, review of policy and process note
  • Assist reporting manager in oversight of the Commercial Banking Group including review and approval of trade finance transactions, Review and approval of Goods, Review of trade related correspondent banking relationship
  • Back up to Reporting Manger for the responsibilities with respect to assigned business group



Assist reporting manager in oversight of activities in Corporate Banking Group and related regulatory compliance issues/related matters

  • On-Boarding KYC/CDD review and approval
  • On-going KYC/CDD review and approval
  • Review of screening results of customers and related party including daily screening results
  • Review and approval/recommendation of transactions requiring approvals from compliance/Senior management

Assist reporting manager in oversight of all activities in Commercial Banking Group and related regulatory compliance issues/related matters.

  • Review and approval of trade finance transactions
  • Review and approval of Goods/Commodities for Trade Finance

Periodic review of identified business activities related to Corporate banking and commercial Banking group (Compliance testing)

Review and implementation of process and policies for Corporate Banking and Commercial Banking group (PAC Notes & Policies)

Review and implementation of regulatory notices and guidelines related to Corporate Banking and commercial Banking group

Filing of STRs and follow up action on STR for the corporate Banking and commercial Banking group as per Branch’s process requirement. Review of transactions for customers under watch list.

Follow up on the implementation of recommendations by various departments from MAS Inspection, Independent Audit, Internal Audit (Corporate and commercial Banking

Assisting HR Deptt for the pre-interview/post-employment screening for Singapore Branch potential employees/employees

Follow-up with respective business group on outstanding Audit/Compliance testing issues in relation to corporate Banking and commercial banking business activities for Singapore Branch

To undertake projects and assignments from time to time as directed by the HOD/reporting Manager (eg: yearly audit, Independent Audit, KPMG, supervisory visits.)


Functional Skills:

Understanding and appreciation of business and banking

Knowledge of the regulatory requirements


Behavioral Skills:

Eye for detail

Team Worker


Interested Candidates please send across your CV to

Only successful candidates will be contacted.

MOM Registered Employment Agency: 08C5498

Employment Agency Personnel Registration No.: R1549415

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